Clinging to Externals: Weak Faith and the Power of the Sacraments
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by Phillip Cary, Ph.D. Behind the debates about the objectivity of Christ's presence in the Reformed view of the supper are crucial pastoral questions about the nature of faith, and I think it will bring clarity to the debate if we can state those questions clearly. I have suggested elsewhere ("Why Luther is not Quite Protestant: The Logic of Faith in a Sacramental Promise" in Pro Ecclesia, Fall 2005) that the crucial issue for Protestants is whether faith must be reflective---i.e., whether we must first know we have faith before we are permitted to believe that God is gracious to us as he promised. In connection with the sacrament, the question is: must I first know I believe (i.e. must I have reflective faith) before taking the sacrament, or can the sacrament itself be a means of giving me a faith I am not confident I really have? In short, can the sacrament strengthen weak faith, or does it demand faith? Although it is logically possible for the sacrament to do both, in pastoral practice the latter typically excludes the former. Requiring people to believe is not a good way to strengthen weak faith. For---to use the classic Protestant distinction---to require something of people is to preach Law rather than Gospel. God gives his gifts by the promise of Christ, which is the Gospel, not by the commandments of the Law---not even the command to believe. A good way to get at this issue is in terms of the Augustinian theory of signs that Catholics, Lutherans and Reformed share. The sacrament is a sign (signum) says Augustine, and the thing (res) it signifies is a spiritual gift of grace. What all parties to the 16th-century debate agree on is that unbelief separates the signum from the res. This means that to receive the sacrament without faith does a person no good, because that way one receives a sign of grace without the grace it signifies. The crucial difference between the Reformed on one side and the Lutherans and Catholics on the other, I suggested in my previous essay, is that the Reformed identify the body and blood of Christ as the res in the sacrament, whereas the Lutherans and Catholics identify them as belonging to the signum as well. So for the Lutherans and Catholics, those who receive the sign of the sacrament without the thing it signifies still receive the body and blood of Christ, but do so to their own harm. What all agree about, again, is that those who receive the sacrament without faith receive it to their harm. That point, I suggest, is what raises the crucial pastoral question. The question is: since faith is required for the sacrament to do me good, must I know---or at least believe---that I believe (i.e. must I have reflective faith) before I approach the sacrament? If so, then the sacrament is not likely to strengthen those who have weak faith. These pastoral questions have played a large role in the history of the Reformed churches, especially among the Puritans. Early in the history of New England Puritanism, for instance, communicant church membership was restricted to those who could give a profession of saving faith. (For the history here, see the classic study by Edmund Morgan, Visible Saints: The History of a Puritan Idea). This institutionalized the requirement of reflective faith: anyone who could not sincerely profess that they had saving faith was excluded from the sacrament and from church membership. And it is important to emphasize here that we are talking about a distinctively Protestant view of saving faith. In contrast to requirements of church membership among earlier Puritans, it was not sufficient simply to confess the creed or to believe and understand Christian teaching. Much less was it sufficient to be baptized. The profession of faith (which made you, in the technical language or the time, a "professor of religion") meant that you could confidently show that you had a saving interest in the blood of Christ, which typically meant you must be able to narrate the occasion on which you made regenerate by the Holy Spirit through conversion to saving faith. The concept of saving faith here is distinctively Reformed, and it underlies the requirement of reflective faith. The crucial distinction is articulated by Calvin himself, who contrasts the faith by which we are saved with a temporary faith, by which we experience the goodness of God for a time but do not persevere in true faith until the end. For like Augustine, Calvin teaches that in order to save us God gives not only the intitial gift of faith but also the gift of persevering in the faith until the end. But unlike Augustine, he sees these as one and the same gift: when God gives true saving faith, he necessarily gives us persevering faith, for a faith that does not persevere to the end does not save. This is a radical departure from Augustine, and it has enormous consequences. For Augustine and the whole Christian tradition prior to Calvin, it is perfectly possible to have a genuine faith and then lose it. Apostates, in other words, have apostasized from the true faith. For Calvin, on the contrary, there is a kind of faith I can have now which I am sure not to lose, because it comes with the gift of perseverance. What is more, I can know that I have such faith rather than the temporary kind. For the whole point of the distinction between saving and temporary faith is that I can know that I am eternally saved, and that means I must know I have saving rather than temporary faith. Again, this is a profound departure from Augustine, who explicitly teaches that we are not yet saved (nondum salvos, in City of God 19:4). In a typical formulation, Augustine insists that we are saved in hope but not yet in reality (in spe, not in re). Calvin's departure from Augustine here results in the requirement of reflective faith. In order to believe that you are eternally saved, you must believe that you have saving faith. From this follows what is genuinely distinctive about Calvin's doctrine of predestination, which is not (as Calvin rightly argues) the doctrine of double predestination, but rather the epistemic thesis that we can know we are among the elect, those chosen by God and predestined for salvation. For anyone who adds to an Augustinian doctrine of predestination the notion that we can know we are saved for eternity will necessarily believe that we can know we are predestined to be saved. For if Augustine is right about predestination, it is logically impossible to know you are saved for eternity without knowing that you are predestined for such salvation. That is precisely why Augustine denies you can know you are predestined for salvation. So the reflective faith of the Reformed tradition is strong stuff. It assures you not just that God is gracious to you today (like Lutheran faith) but also that you are saved for eternity, which means you can be assured of this much about God's hidden decree of predestination: that it includes you among the elect. To require such a faith before admission to the sacrament is to require a great deal. It is, I think, to make faith into a work---and quite a substantial work indeed, which many anguished souls could never accomplish. The Puritan churches of New England included many baptized persons who believed that the creed was true but who did not believe they had experienced a conversion to saving faith, and therefore were excluded from the sacrament. In their case, the sacrament could not serve to build up the weak in faith. Strikingly, there were attempts to reverse this. Solomon Stoddard, Jonathan Edward's grandfather, allowed baptized churchgoers who could not profess saving faith to come to the sacrament, which Stoddard said could function as a "converting ordinance." This is an important moment in the history of the Reformed tradition because it displays the possibilities available within Reformed theology. But the fact that Edwards and his followers, who called themselves "consistent Calvinists," rejected this compomise, suggests that the weight of the Reformed tradition tends to be against it. Why? Samuel Hopkins, a student of Edwards and a leader of the consistent Calvinists, gives an explanation that parallels the Augustinian point about how unbelief separates signum from res. The means of grace, Hopkins argues, do no good except to the regenerate, and when the unregenerate (i.e. those who do not have saving faith) make use of the sacraments, they succeed only in offending God by their inexcusable unbelief and misuse of his holy ordinances. Note that all the objectivity in the sacraments thus only makes this offense worse: if Christ is truly presented and offered in the sacrament, as Calvin insists, then all the more inexcusable is the unbelief of those who partake of the sacrament unworthily. How might the Reformed resist such reasoning? I do not see how they can do so consistently without abandoning the requirement of reflective faith, and I do not see how they can do that without abandoning the fundamental Calvinist conviction that we can know we are eternally saved. It is that radical new conviction that creates the characteristic tensions and pastoral problems of the Calvinist tradition. This is not to say that other traditions do not have tensions and problems of their own. The point is that they take a different form than in the Reformed tradition. Catholics, for instance, do not worry about whether they have true saving faith. You will never find a hint of any such worry anywhere in Augustine, for instance, despite all his introspective power. For the idea that I have to have a special kind of faith which I know in advance will persevere to the end is an idea that simply never occurred to him. Different worries generate different pastoral practices. Catholics don't worry about whether they have saving faith but whether they are in a state of mortal sin---so they go to confession. Reformed Protestants don't worry about mortal sin but about whether they have true saving faith---so they seek conversion. The pastoral problem this generates is that either it turns faith into a work, a decision of faith one is required to make, or it leaves a poor sinner nowhere to go to find the grace of God, since all means of grace only work harm to the unregenerate. Let me suggest a Lutheran diagnosis (and then identify the pastoral problems that result from this Lutheran view). Reformed and Lutheran will heartily agree that the sacramental means of grace can only do me good only because of the Word that gives them their form and power. There is no sacrament of Christ's body without the Word of institution: "This is my body, given for you." The question is, if I am weak in faith, how can I trust that this sacrament and its Word will do me good? Luther points here to the words "for you," and insists that they include me. When faith takes hold of the Gospel of Christ, it especially takes hold of these words, "for you," and rejoices that Christ did indeed died for me. In this way the Gospel and its sacraments are signs that effectively give us the gift of faith. I do not have to ask whether I truly believe; I need merely ask whether it is true, just as the Word says, that Christ's body is given for me. And if the answer is yes, then my faith is strengthened---without "making a decision of faith," without the necessity of a conversion experience, and without even the effort to obey a command to believe. In Luther's view, I have not chosen to believe---as if this were something that could be achieved by my own free will, a notion that Luther fiercely rejects---but have instead received faith as a gift. For what the sacramental word tells me is not: "You must believe" (a command we must choose to obey) but "Christ died for you" (good news that causes us to believe). Thus both Word and sacrament do not demand faith but strengthen it, functioning not as Law but as Gospel. In my judgment, the requirement of reflective faith is a disaster because it means that I have no right to believe that the sacramental words, "for you," include me unless I first know or at least believe that I have true saving faith. To make this judgment is to say that the characteristic pastoral problems of the Reformed tradition are not so much problems to be solved as theological mistakes to escape. But to be fair, let me say what pastoral problems my Lutheran view entails. It entails rejecting the view that we can know we are eternally saved. In Luther's view, we can be assured we have grace, but we cannot be assured of eternal salvation. For the promise of God gives us Christ---in both word and sacrament---but it does not promise that we shall persevere in the faith of Christ until the end. This is a crucial fact about the biblical Word that no amount of theologizing can get over: the Word of Christ can give me faith and thereby give me Christ himself, but it does not promise to give me perseverance in the faith and therefore does not give me assurance of eternal salvation. If you want that kind of assurance, you have to go the road of reflective faith, believing not just in the Word but in your own belief in it, being somehow assured that the faith you have is true saving faith. To put it succinctly, what you give up by rejecting the requirement of reflective faith is the assurance of salvation. The pastoral problems this produces have a label, which Luther himself gives them. He calls them anfechtungen, the assaults of the devil, who loves to taunt us with the fear that maybe we are not among those predestined for salvation. This is why Luther insists on turning away from the Deus absconditus, the God of the hidden decree of predestination, and clinging to the Deus revelatus, the God who reveals himself in the Gospel. It is sufficient to know that Christ's body is given for me. If I cling to that in faith, all will go well with me. And whenever the devil suggests otherwise, I keep returning to that sacramental Word, and also to the Word of my baptism, and to the "for us" in the creed ("for us and for our salvation he came down from heaven" and "he was crucified also for us under Pontius Pilate"), where the "us" includes me. Thus precisely the kind of faith that is insufficient to get me admitted to the Puritan sacraments---which is to say, mere belief in the truth of the creed and trust in my baptism---is all the faith I have. If Luther is right, it is all the faith I can ever have, and all the faith I need. In this way the sacraments do help me when I face the typical pastoral problems generated by Lutheran theology. By contrast, the Reformed tradition generates pastoral problems that cannot be helped by the sacrament, because neither word nor sacrament can assure me that I have true saving faith. The logic of the matter, it seems to me, makes it impossible to split the difference between these two positions and get the best of both. On the one hand, if you want a concept of saving faith and the assurance of eternal salvation, then the sacraments cannot help you in the way that matters most. For---on the other hand---if you cling to the sacraments to strengthen your faith, then the faith you get is not what the Reformed tradition calls saving faith. Therefore I do not think one can consistently hold both a strong view of the power of the sacraments and the Reformed view of the nature of faith. |
























Comments on "Clinging to Externals: Weak Faith and the Power of the Sacraments"
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Joel said ... (04 March 2008 18:24) :
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Phil Cary said ... (05 March 2008 02:38) :
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Joel said ... (05 March 2008 16:53) :
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Phil Cary said ... (05 March 2008 22:24) :
post a commentPhil, good stuff. This comment is partly following up your last comment on the earlier post, but also connects in here.
There is, I think, a difference between Calvin (and Continental Reformed theology in general, excluding the later Dutch) and some dominant varieties of the Puritan tradition as alluded to here. And this difference is with regard to faith and assurance.
For Calvin, it seems that assurance is wrapped up with faith itself while for the later Puritans, assurance is something that is added to faith, so that one may have a true saving faith, but lack assurance. Thus while Calvin and many Reformed theologians echo Luther's teaching on baptism as a means of assurance (often quoting Luther), many Puritans drew away from such a perspective.
For many Puritans, assurance must be added to faith as the end product of a discernment by which one comes to recognize one's own faith as the truly saving sort. Calvin, however, seems to me relatively free from this dynamic, seeing assurance as a simple reflex of faith, putatively much more on the same page as Luther.
Now, perhaps this is just an inconsistency in Calvin, his desire to hold to a more Lutheran understanding of faith's assurance alongside his distinction between temporary and saving faith. The Puritans, then, could be seen as resolving the inconsistency on the side of making assurance a matter of discerning that one's faith is genuine.
On the other hand, the difference between Calvin and many Puritans may represent a different sort of epistemology of assurance. How one spells out that difference would, however, be tricky.
In epistemology there is a distinction between views of epistemic justification that are categorized as "externalist" and those that are "internalist." Roughly, on externalist views, the belief simply has to be the output of the right sort of process in order to confer knowledge or relative certainty. On the internalist view, the belief must not only be the output of the right sort of process, but one must also have some sort of cognitive access to the reliability of that process in order for the belief to count as knowledge or have a relative degree of certainty. There are, of course, a variety of positions in between and each view can be pushed to extremes.
This way of categorizing theories about epistemic justification can, I think, be applied analogously to theories of assurance about salvation.
Now, one way to explain the difference between Calvin and many Puritans would be to suggest that Calvin moves more towards the externalist end of the spectrum with regard to assurance and many Puritans more towards the internalist end of the spectrum.
One way to spin Calvin (and this is, admittedly, spin) is to take true faith as assurance-producing. True faith is the sort that looks to Christ as he is held out to us in the gospel and in the sacraments, and receives and rests upon him there. Moreover, the Spirit is present in the gospel and the sacraments to increase and strengthen such faith. It is not necessary to eliminate the possibility that one's faith isn't genuine in order to be assured. It is only necessary that the faith in fact be genuine.
Now, such a spin of Calvin may face complications. While it comports well enough, I think, with Calvin's general teachings on faith, assurance, baptism and so forth, it seems to set aside Calvin's discussion of, for instance, the inward testimony of the Spirit. The question there would be, then, I think, whether such inward testimony is a necessary condition for any assurance, or whether it is something that increases and strengthens an assurance already enjoyed only by faith.
Well, there are further complications, but I'll leave matters there for now.
Thanks, Joel, this is helpful. It fits my sense of what I'm hearing when I read Calvin, anyways. Like Luther, he thinks of Christian faith as characterized by assurance.
The Puritans, by contrast, clearly had a kind of PROCESS for acquiring assurance, that comes after and in addition to the acquisition of faith. So something different is going on with the Puritans, and it certainly is internalist, in the contemporary epistemological sense.
Whether Calvin is actually an externalist in the contemporary epistemological sense is, as you say, trickier. There are a number of respects in which he seems to me to demand what I call "reflective faith," which would make him internalist.
In the larger story, my sense is (though I do not know enough of the history to prove it) that Calvin's epochal distinction between true and temporary faith had much deeper consequences than he realized. It seems to me that something like the Puritan pastoral concern to find assurance--or at least the use of something like the "practical syllogism," which is found also on the continent--is an almost inevitable result. You can't have a concept of temporary faith without worrying whether your faith is in fact temporary--and seeking some pastoral remedy for that worry.
That seems largely right to me.
A couple of thoughts on the "pastoral remedy."
Puritanism as we see it in its most well-known varieties in New England was largely Congregationalist. Back in England, it had its roots in Independency (the tradition of John Owen, Thomas Goodwin, and others).
One of the main splits between the Independents and the rest of English-speaking Reformed theology (Church of Scotland, Anglican Calvinists, English Presbyterians, etc.) was in terms of ecclesiology, sacraments, and pastoral practice. This same split existed early on in America between New England Congregationalists and Mid-Atlantic Presbyterians, though in the wake of the Great Awakening, New Side Presbyterianism began to embrace more Congregationalist practice (to vastly oversimplify a more complex story).
In general the Scots, English Presbyterians, and so forth maintained a greater emphasis on the visible community of the baptized, baptizing as widely as possible, even the children of scandalous parents if grandparents or other sponsors could be found to assure some Christian nurture for the child. All within the geographical parish were expected to be baptized and to have their children baptized as well. Admission to the Table required a profession of belief (something along the lines of Creed, Lord's Prayer, Commandments) and a life that was not scandalously ungodly.
This Presbyterian outlook was fostered by a general sense that the covenant of grace was outwardly administered by means of church-privileges and ordinances as the ordinary, gracious means by which God brought his elect to salvation. Thus they ought to be maintained generously with good hope that God would bring his promises to fruition.
Independents, however, approached matters rather differently, seeing the church more in terms of a voluntary gathering of the faithful and often rejecting the notion that baptism marked solemn admission into the visible church. Moreover, only the immediate parents of an infant could qualify the child for baptism. Admission to the Table often required more than a mere profession and outward godliness, instead seeking for further marks of actual sincerity and genuine faith, whether in the form of a conversion narrative or other testimonial evidences of the Spirit's work.
As you point out, the distinction between temporary and genuine faith is part of this difference. If one looks at the writing and sermons of Independents, as well as the Savoy revisions of the Westminster Confession, you'll find a much greater emphasis on the category of temporary faith and the need to discern whether one's faith is true or not.
In general, I get the sense that Calvin, many Continental Reformed, and English-speaking Calvinism outside of Independency, is less concerned with the distinction between temporary faith and true faith and less optimistic about the possibility of discerning the difference between them in terms of experience and phenomenology (at least synchronically; diachronically, temporary faith of course eventually becomes evident in apostasy).
Thus, the patsoral practice for these traditions is more one of pointing the faithful to Christ as he is offered to them in word and sacrament and not to seek him in the quagmire of spiritual experience. If temporary faith has any pastoral function, it is point people away from introspection taken up apart from the person of Christ, and to view themselves only as they are addressed in the gospel, in accord with God's revealed will. (Whether this picture and practice was always consistent is another matter.)
Now, I think some of these differences go back even more deeply to differences in soteriology. For the Independents, exemplified by Owen, the atoning work of Christ is conceived as designed exclusively for the elect, even if in some sense it is infinitely sufficient in its intrinsic worth.
For Calvin, however, along with many Presbyterians, the Heidelberg theologians, many of the French, and the Anglican Calvinists, there is a universal dimension to Christ's atoning work. That's to say, with regard to the worth and intent of Christ's expiation, they would maintain that Christ died with an absolute intention for the salvation of the elect, but with a conditional intention for all, if only they believe. Thus, they thought it was possible to say truly to anyone, "Christ died for you. Put your faith in him and you will be saved." This is also how they interpreted New Testament texts that speak, for instance, of "those who deny the Lord who bought them."
I suspect this soteriological difference informed the ecclesiological and pastoral differences.
Enough for now. Thanks for the discussion. It's very helpful as I try to gain clarity.
Thanks, Joel. More and more clarity is emerging here for me. But also some new questions.
I am most familiar with the Puritan-Congregationalist trajectory in Reformed thought, not the Presbyterian trajectory. As you describe their pastoral practice, I do wonder what their soteriological assumptions looked like. In particular: did they teach that one can and should know one is eternally saved? If they did, how could they avoid the Puritan concern for assurance of faith (i.e. the reflective assurance that my faith really is saving faith--which seems to be necessary if I am to be assured I am eternally saved)?